Empathy and Education:
Enemies and Alliances

Paper presented at the Far West Philosophy of Education
Society Meeting: U. C. Berkeley
David Swanger
The University of California
at Santa Cruz
I. Football
he American game of football as much a philosopher's metaphor as a game:
it and its appurtenances, the cheerleaders, the marching band, are probably
the most unsubtle and unabashed celebration of certain values many
Americans would be loath to acknowledge in less raucous circumstances.
The game itself is the only one, excepting Monopoly, another uniquely
American game, where the possession and exact measurement of real estate
determine one team's superiority over the other. After each play, turf is
measured by preexisting lines on the field or officials with stakes and
chains. The team which possesses the ball gains yardage, literally, as it
marches down the field; when it owns enough real estate, the team is within
striking distance of the goal and can score a touchdown. All sports have
goals and scoring, of course, but none other than football elevates
tangible ownership of the field to measurements conducted in yards, feet,
inches and even fractions of inches. Soccer, polo, lacross, rugby and
basketball, for example, have a fluid field; play is not stopped to measure
a team's success by the amount of territory over which it has moved the
ball. The highly ritualized games of cricket and baseball require that
teams exchange positions on the field, but not because they have acquired
ownership of it, rather because one team foils the batters of the other.
In sum, the American game of football is consummately about the ownership
of real estate.
Football, is also about war. It shares this characteristic with many
games, but makes others appear playful by comparison. Only in football are
the players given full armor and license to maim and brutalize the
opposition. As in war, combat strategies are devised by generals (coaches)
not themselves physically subject to the violence, then radioed or sent by
courier to commanders in the field (the quarterback, on offense; the field
captain on defense), then executed by the opposing armies (the teams). As
in war, elaborate medical resources are marshalled to keep the armies
fighting; and, as in war, the question is not whether there will be
casualties but how many.
Then we come to the massive entourage which surrounds and supports this
sportive venture into combat and the acquisition of real estate. The
cheerleaders' function is almost too obvious. Cheerleaders are, with few
and trivial exceptions, nubile young women who exhort the civilian
onlookers, or fans, to frenzies of physically empathetic connection between
themselves and the mayhem transpiring on the field. How do cheerleaders
accomplish this? By exploiting the well established connection between sex
and violence in Western culture. The sight of women's hair flying and
legs akimbo, combined with the insistently rhythmic sounds these women make
while leaping about, raises the level of fan excitement which is then
directed beyond these women towards the field of play. It is assumed that
cheerleaders belong, sexually, to the football players; but while the
players are otherwise occupied, the cheerleaders display their sexuality
for the fans' consumption in order to gain maximum support for the men on
the field. I might also mention that cheerleading is wildly competitive;
we have the recent case in Texas where a mother was convicted of intent to
murder in order to obtain a place for her daughter on the cheerleading
squad.
So we have real estate, war and sex combined in the uniquely American game
of football. But there is another element crucial to the enterprise, and
that is patriotism. Enter the marching band. It deserves mention, first,
that the marching band is the military compliment of the militaristic
aspects of football itself. Just as the original marching bands were
created to enter the fray with troops and, indeed, signal various military
commands before the days of field radios, the football marching band
displays a full fledged military heritage. The uniforms are military in
style; the band's color guard often carries faux rifles; the maneuvers in
which the band engages derive from military formations.1
But beyond this obvious militarism, and even beyond the obviously
patriotic display of flags and the performance of patriotic music, the
marching band embodies the idea of a united citizenry, obedient, largely
anonymous, each person playing his or her part (gender becomes largely
irrelevant in uniform) for the common good, the effect of the whole. The
band musician, dressed identically with his or her fellows in military
garb, following directions impeccably, deriving satisfaction from
participation in a greater good, demonstrating wholehearted allegiance to
this greater good, is a model patriotic citizen in a model state.
Finally, I will observe that the sport of football is wholly
androcentric. It is the only major sport in America to be played solely by
males.
Thus we have the spectacle, and the meaning of the spectacle, of the
uniquely American game. On any given fall Saturday afternoon in America,
imaged on television or actual in town, first comes the band, then the
team, then the cheerleaders. They combine to powerful effect, and we do
not have to wonder that in American high schools and colleges the single
largest sports enterprise and the single largest musical program are both
generated by the national veneration of real estate, militarism and
patriotism.
Viewed in the context of football, the physical education program in
American schools can and should be seen as an effort to instill many of the
same values embodied by the football machine (the combination of band, team
and cheerleaders). As with the football machine, participants in physical
education generally are required to submerge their individuality, buy into
dominant cultural values, and accept authority as it is used to manage and
direct large numbers of people on an open field. Physical education is
distinctly not about physical fitness: the single class period of forty to
fifty minutes, diminished by at least fifteen minutes of locker room time
and another ten minutes or so of lining up for instructions, allows
somewhere between fifteen and twenty-five minutes of activity in some team
game, hardly adequate for effective exercise. But what the forty or fifty
minute physical education class does provide is the opportunity to put
students into uniform, to teach them to respond without question to vocal
or whistle commands, and to impress upon them the ethos of the team.
The football machine and physical education are as much a part of high
school and college life in America as blackboards and cafeteria food. It
should now be apparent on one level why football is the glamor sport of
most schools and colleges, and why physical education is embedded in the
curriculum of most secondary schools and, not infrequently, in colleges
also.
II. Empathy's Absence
If we can now situate football in American culture and education, it
remains to inquire about the root causes of its ascendance; how did it come
to pass that the football machine is so dominant in American education?
Let me propose that the football machine has roots deep in Western
educational philosophy; indeed, from Plato onward, education has led,
inexorably, toward football.
I do not think it far fetched to find, in Plato's myth of the metals, the
structure of the football team. As we will remember, in The Republic there
are to be men of bronze, the laborers; men of silver, the soldiers; and men
of gold, the philosopher kings.2 Plato devised this myth not only to
describe class differences in the Republic, but to reify them. The state
is meant to allocate functions rigidly, and its citizens are to be sanguine
that strict occupational and class distinctions make for the best society
(or team). In football we may be said to witness linemen of bronze, an
unglamorous labor force. The ends and backfield players, including the
quarterback, are men of silver, the team's premier warriors. Within the
coaching staff we find men of gold, philosopher kings, whose vision of "the
good" enables them to govern the game. I can think of few sports other
than football in which functions are so clearly divided and specialized.
As members of different classes, the players are hardly comrades; among
their ranks they are virtually different physical species. The men of
bronze outweigh by a hundred pounds or more the men of silver; the tasks
allocated the men of bronze are so blunt they can play with fingers taped
together. In contrast, the men of silver are light and speedy, and their
hands must be exceptionally adept in throwing, catching and holding the
obloid ball. The physical attributes and physical skill of the coaches,
the men of gold, are irrelevant, since only their brains matter.
Probing further the strata of The Republic, and of our own philosophical
and educational legacy, we find that the absence of empathy is a
prerequisite for class differentiation, the separation of groups or types,
and ultimately, the isolation of individuals. Instead of empathy,
acceptance and compulsion are dominant forces. Each person in the Republic
is to accept his or her place in the society; and when it comes to being
proactive on behalf of another person, one extends him or herself only
because the state forces this action. In considering Plato's Cave, we
realize that no one liberated from the Cave will voluntarily return to
enlighten his or her fellows. Indeed, those benighted souls still in the
Cave are regarded hardly as fellows at all. Only because a citizen is
compelled by the State, and only because the good of the State requires it,
will he or she go back into the Cave to emancipate others.3 In the
Republic, empathy plays no role in a conception of the good or in the
agency of education; the groundwork is laid for a version of society which
culminates in football.
Subsequent treatises on education in our culture are similarly neglectful
of empathy, even while they, like The Republic, profess to teach morality.
Simply put, empathy is regarded as neither a skill useful to the state nor
a virtue prized by it. Thus we find Rousseau's pupil, Emile, wholly
egocentric; indeed, self-love is a virtue prized over all others in
Rousseau's tract. We learn that empathy is weakness; any feelings that
Emile has for the less fortunate are unabashedly declared to originate in
the necessary fear that he might become like them.4 Even so personally
compassionate an educator as Montessori does not educate her pupils to be
empathetic; her autodidacts, grown, are to be self-sufficient and law
abiding, rather than especially compassionate toward others.5 The same can
be said of Whitehead, whose students are armed with a strong appreciation
of cultural ethnocentrism, but not empathy.6
John Dewey's educational philosophy, which emphasizes community and what
he calls "the interpenetration of needs" required in a democractic society
might be viewed as an exception to my thesis. Yet even in a Deweyian
world, where persons communicate as freely as possible to broaden and
develop their experiential education, the point is not empathy but need,
and the "interpenetration of needs." Dewey's ideal, the agrarian
community, is a place where the doctor needs the grocer, who needs the
farmer, who needs the veterinarian, who needs the smithy, and so forth.
Such a community is not identified as a place of compassion and empathy,
nor is the school which functions as an intentional community to replace
the lost agrarian one.7
Given this history of ideas, we should not wonder that the first secular
model of moral education to emerge from our educational tradition is also
one which slights empathy as a virtue. I speak here of Kohlberg's
stage-developmental typology of moral reasoning. In this six-stage schema,
the stage which bears, if only slightly, on empathetic response to moral
dilemnas, is designated as stage three, a stage even lower than the average
adult norm of stage four moral reasoning.8 Kohlberg's schema, no less than
Plato's, is one which depends on categorization and hierarchy, and the
ascendence of an ideal not dissimilar from that espoused in The
Republic--objective and abstract reason.
III. Empathy's Assertion
I should observe here that among those who study empathy, in particular,
psychologists, it is common to identify varieties of empathy.
Classifications are rife. For example, Ervin Staub differentiates among
cognitive, participatory, affective, parallel and reactive empathy,9 while
Martin L. Hoffman speaks of global empathy, egocentric empathy, empathy
for another's feelings, and empathy for another's life condition.10
For me, a venerable and comprehensive description of empathy suffices:
empathy is putting one's self in the place of either a living or a
non-living thing.11 And by putting one's self in the place of the other,
one can create a union between the self and the other; putting one's self
in the place of the other is the basis for compassion. Consider this
practical and spiritual depiction of empathy by poet Adrienne Rich:
We must further the conscious work of turning "Otherness"
into a keen lens of empathy, so that we can bring into being
a politics based on concrete, heartfelt understanding of what
it means to be "Other."12
Or the conception of empathy implied in this statement by Uri Avnery:
One does not make peace except with enemies, and one
does not make peace with enemies who are despised
or who are conceived of as inhuman monsters.13
I am reminded, also, of the famous jurist David Bazelon who revolutionized
the law so it takes account now of the upbringing, social background and
possible deprivations of defendents. Judge Bazelon, when a defendent
deserved compassion, and a writ of habeus corpus or other formal legal
remedy was technically unavailable, instructed his clerk to issue "a writ
of rachmones." "Rachmones" is the Hebrew-Yiddish word for compassion.14
Within this conception of empathy, let me make one differentiation, that
of physical and affective empathy (it will be remembered that I earlier
described cheerleaders as promoting physical empathy). Physical empathy
occurs when one reflexively internalizes and joins responsively an action
performed by another; for example, we might find our bodies leaning in the
same direction as the wide receiver when he leaps toward a pass aimed just
at his finger tips. Physical empathy can be created in the spectators of
virtually any activity, is not limited to humans: as part of Kohler's
research we have the engaging photograph of a spectator chimpanzee raising
its hand in response to another chimpanzee's attempt to reach a banana
hung from the ceiling.15
The football machine, of course, provides considerable stimulus for
physical empathy: the spectacle encourages us to empathize with the
exertions of those on the field. Yet the football machine discourages
affective empathy, in several ways. Most visibly, the game may displace
affective empathy by its massive exhortation to physical empathy. Next, by
making virtually all participants (this includes cheerleaders and band
members) anonymous by means of uniforms, physical distance and sheer
numbers, the football machine diminishes the human connection required for
affective empathy. Conversely, by individualizing certain players, but at
the same time aggrandizing them into super-humans, the football machine
also succeeds in undercutting conditions for affective empathy. Thus we
have players grieviously injured (most recently, one linesman suffered a
spinal dislocation resulting in permanent paralysis), and still the game
proceeds at full or even accelerated pace without a murmur of objection
from the fans. There is no perceptible empathy, on the field or in the
stands. A step toward establishing empathy as a value in education has
been taken already by two writers, Carol Gilligan and Nell Nodding.
Gilligan, who initially bases her work on the Kohlbergian moral development
typology, nonetheless rejects the values assigned to its stages. She
recounts a female subject's struggle with Kohlberg's "Heinz" dilemna
(should a man steal a drug he can't afford to buy, in order to save his ill
wife). The subject, Claire, replaces the Kohlberg's hierarchy of rights
with "a web of relationships." She "ties morality to the understanding
that arises from the experience of the relationship, since she considers
the capacity 'to understand what someone else is experiencing' as the
prerequisite for moral response."16 Gilligan, looking at Kohlberg's
stages from a feminine perspective, finds empathy wanting.
For Noddings, empathy is the result of "engrossment" in the other which
leads to "stepping out of one's own personal frame of reference into the
other's." 17 At one point, Noddings takes issue with empathy defined
wholly as projection of oneself into the other--"I do not project; I
receive the other into myself."18 However, her objection does not much
concern me since, viewed as a whole, her thesis is manifestly that moral
thought and action depends on caring, and that caring requires the union of
the self and the other, i. e. empathy. Further, we might note that there
is an apparent contradiction in Nodding's disavowal of projection, since
she also says, "in caring I am turned both outward (toward the other) and
inward (my engrossment may be reflected upon)."19 Finally, I will observe
that Nodding invests caring with an educational mission similar to the one
which motivates this paper: "the primary aim of every educational
institution and of every educational effort must be the maintenance and
enhancement of caring."20
If Gilligan and Nodding build systems or visions of moral education based
on empathy, what's the problem? It is two-fold: first, their work,
especially Nodding's depends largely on face-to-face interactions between
persons. When the person, in the flesh, is absent, how does one make the
connection between oneself and the other? Next, neither Gilligan nor
Nodding offers a curriculum or program which can counteract the football
machine in schools and colleges. Both calls for empathy are theoretical
rather than practical.
Let me suggest now that we now have, already in place, albeit tenuously, a
curriculum which can, strengthened, serve as an antidote to the football
machine and its attack on affective empathy. I have in mind aesthetic
education, which by name and intention is the education of feelings, as
opposed to educations which are anaesthetic, like the football machine.
Education in the arts, in all the arts, engages connections between
persons; in order to understand and respond to art, in order to complete
the heuristic circle which connects us as meaningful beings, one must use
affective empathy. The arts call affective empathy into play, focus and
sharpen its power, and leave us changed by the connection we have
experienced, whether it is to Twain and Huck Finn, to Monet's vision of
light, to Stravinski's musical embodiment of the carnal, or Michelangelo's
perception of the human form in the hew and heft of the marble. In each
instance, there is not only connection, but the connection of feeling; the
perception of the reader, or viewer, or listener is fused with that of the
artist, and this is not a fusion of intellect alone, but also of feeling.
Together, intellect and feeling, connecting with the intellect and feeling
of the artist, create understanding. Understanding of what? Of the other:
the heuristic circle is completed not by cognitive analysis alone, but by
the presence of affective empathy.
We need an education of empathy to counteract the football machine; I
suggest that such an education is embedded in the study of the arts, and
that to move from a society in which the dominant mode of empathy is also
its crudest, physical empathy, to the kind of society in which connection
and compassion, the consequences of affective empathy, can hold sway, we
should look to the arts.
1 Atkins, Lieut. Col. H. E., Treatise on the Military Band, 2nd Edition,
London:Boosey, 1958; and Swanger, David, "The Band Triumphant," The Journal
of Aesthetic Education, Vol. 20, No. 3, Fall 1986, pp. 31-7.
2 The Republic of Plato, trans. and with an introduction by Francis
Macdonald Cornford (Oxford: Clarendon Press) 1941.
3 Ibid.
4 Jean Jacques Rousseau, Emile, trans. Barbara Foxley (London: Dent) 1974.
5 Maria Montessori, The Montessori Method, trans. Anne E. George (New York:
Schocken) 1964.
6 Albert North Whitehead, The Aims of Education and Other Essays (New York:
The Free Press) 1967.
7 John Dewey, Democracy and Education: An Introduction to the Philsophy of
Education (New York: The Free Press) 1966.
8 Lawrence Kohlbert, Essays on Moral Development (San Francisco: Harper and
Row) 1981, 1984.
9 Staub, Ervin, "Commentary on Part I," in Nancy Eisenberg and Janet
Strayer, Empathy and Its Development (Cambridge: Cambridge University
Press) 1987, pp. 106-9.
10 Hoffman, Martin, "The Contribution of Empathy to Justice and Moral
Development," in Eisenberg and Strayer, op. cit., pp. 51-53.
11 cf. G. Murphy, Personality: A Biosocial Approach to Origins and
Structure (New York: Harper) 1947.
12 Adrienne Rich, Address to the New Jewish Agenda's 1986 National Convention.
13 from My Friend, the Enemy, Uri Avnery.
14 Alan Dershowitz, Chutzpah (Boston: Little, Brown and Co.) 1991. pp. 58-9.
15 W. Kohler, The Mentality of Apes, 2nd Edition, trans. E. Winter (New
York: Harcourt) 1927.
16 Carol Gilligan, In a Different Voice (Cambridge, Mass.: Harvard U.
Press) 1982. p. 57.
17 Ibid, p. 24.
18 Ibid, p. 30.
19 Ibid, p. 38.
20 Ibid, p. 172.
© 1996, The Blue Penny Quarterly. All rights
reserved.
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